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Gary Dickson

Compliance First
Financial Services

Contact Information:

Eaglesham, East Renfrewshire G76 7DU
United Kingdom

Years in Business:

 

10

Clients I'm Seeking:

 

IFA's or Mortgage and Protection advisers looking to set up on their own and register Directly Authorised with the FCA. Likewise, firms who are looking to leave networks or who are already Directly Regulated. I would be delighted to speak to any financial adviser looking to assess their options.

About My Business:

 

Compliance First provide Compliance and Business Consultancy services to over 400 client firms throughout the UK. We are part of the SimplyBiz group. We assist firms in going Directly Regulated and ensure they are kept compliant in line with the FCA rules and regulations. We provide a wide range of services from on site visits, technical helpdesk support to template documentation. We also offer a wide range of tools from risk profiling to product research. We tailor our service to meet the needs of each individual firm we deal with.

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