Are You A Pro? Join For Free

Kris Maksimovich, CRPC

Global Wealth Advisors
Financial Planning

Contact Information:

Dallas, TX 75287
United States

Years in Business:



Clients I'm Seeking:


I'm seeking clients that are looking for Financial Planning help.

About My Business:


Our clients hire us because they want someone they can count on when a difficult financial decision needs to be made. We define wealth management as the ability to help protect, preserve, accumulate, and transfer wealth in the most cost-effective, tax-efficient manner possible for our clients. We work with our client's other advisors (CPA, attorney, etc.) in a collaborative "team" approach. We strive to provide our clients with unbiased advice backed by solid independent research. ============================================= Certifications and Designations: CRPC®. =========================================== Association Memberships: Financial Planning Association. ============================================= Methods of Compensation: Planning Services: Asset-based fee, Hourly fee, Fixed fee. Investment Services: Asset-based fee, Hourly fee, Fixed fee. ============================================= Full Disclosure: I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services. =========================================== Scope of Current Business: Number of Clients: 200, Client Assets: $80,000,000, Effective Date: 06-20-2011. ============================================ Primary Custodian(s): Fidelity/National Financial Srvs. ============================================= Types of Financial Reports: Performance Report (Quarterly), Market Environment Report (Quarterly), Custodial Report (Monthly), Newsletter (Monthly). ============================================= Additional Business Practices: (1) I provide a written agreement to clients before I provide any advice or services. (2) I work with remote clients over the telephone and Internet. (3) My clients have online access to their financial data. (4) I review my clients' financial plans with them quarterly, semi-annually, annually and upon request. (5) I review my clients' investment portfolios with them quarterly, semi-annually, annually and upon request. ============================================= Registration & Licensing: Kris Maksimovich is an Investment Advisor Representative, CRD/IARD Number: None, Securities Registrations: Series 65, Series 66, Series 63, Series 7, Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Property & Casualty. ======================================== Company Names: Registered Investment Advisor: Global Wealth Advisors, Broker/Dealer: Commonwealth Financial Network. ============================================= Fiduciary Status: Acknowledged Fiduciary in advisory relationships.========================================================================== ======== Compliance Record: No Disclosures. ============================================= Criminal Record: No Disclosures. ============================================= Registered or licensed to provide financial advice, services, and products: Arizona, Arkansas, California, Colorado, Connecticut, Florida, Illinois, Indiana, Louisiana, Missouri, New York Oklahoma, South Carolina, Texas. ============================================= Planning Services: Financial, Retirement, College, Estate, Charitable, Tax, Hourly, Current Review. ============================================= Investment Services: Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios. ============================================= Client Investment Services: Securities, REITS, Index Funds, Hedge Funds, Exchange Traded Funds, Commodities, Currencies, Equity. ============================================= Investment Products: Mutual Funds, Securities, Hedge Fund, Commodities, Currencies, REITs, Equity, Limited Partnerships. ============================================= Insurance Products: Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Business. ============================================= Tax Advice & Services: Tax Services: Tax Efficient Investing.

Years in business:
Member since:
Clients I'm looking for: